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sql-optimization-patterns | Evokore

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sql-optimization-patterns

Master SQL query optimization, indexing strategies, and EXPLAIN

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# SQL Optimization Patterns

Transform slow database queries into lightning-fast operations through systematic optimization, proper indexing, and query plan analysis.

## When to Use This Skill

- Debugging slow-running queries
- Designing performant database schemas
- Optimizing application response times
- Reducing database load and costs
- Improving scalability for growing datasets
- Analyzing EXPLAIN query plans
- Implementing efficient indexes
- Resolving N+1 query problems

## Core Concepts

### 1. Query Execution Plans (EXPLAIN)

Understanding EXPLAIN output is fundamental to optimization.

**PostgreSQL EXPLAIN:**

```sql
-- Basic explain
EXPLAIN SELECT * FROM users WHERE email = 'user@example.com';

-- With actual execution stats
EXPLAIN ANALYZE
SELECT * FROM users WHERE email = 'user@example.com';

-- Verbose output with more details
EXPLAIN (ANALYZE, BUFFERS, VERBOSE)
SELECT u.*, o.order_total
FROM users u
JOIN orders o ON u.id = o.user_id
WHERE u.created_at > NOW() - INTERVAL '30 days';
```

**Key Metrics to Watch:**

- **Seq Scan**: Full table scan (usually slow for large tables)
- **Index Scan**: Using index (good)
- **Index Only Scan**: Using index without touching table (best)
- **Nested Loop**: Join method (okay for small datasets)
- **Hash Join**: Join method (good for larger datasets)
- **Merge Join**: Join method (good for sorted data)
- **Cost**: Estimated query cost (lower is better)
- **Rows**: Estimated rows returned
- **Actual Time**: Real execution time

### 2. Index Strategies

Indexes are the most powerful optimization tool.

**Index Types:**

- **B-Tree**: Default, good for equality and range queries
- **Hash**: Only for equality (=) comparisons
- **GIN**: Full-text search, array queries, JSONB
- **GiST**: Geometric data, full-text search
- **BRIN**: Block Range INdex for very large tables with correlation

```sql
-- Standard B-Tree index
CREATE INDEX idx_users_email ON users(email);

-- Composite index (order matters!)
CREATE INDEX idx_orders_user_status ON orders(user_id, status);

-- Partial index (index subset of rows)
CREATE INDEX idx_active_users ON users(email)
WHERE status = 'active';

-- Expression index
CREATE INDEX idx_users_lower_email ON users(LOWER(email));

-- Covering index (include additional columns)
CREATE INDEX idx_users_email_covering ON users(email)
INCLUDE (name, created_at);

-- Full-text search index
CREATE INDEX idx_posts_search ON posts
USING GIN(to_tsvector('english', title || ' ' || body));

-- JSONB index
CREATE INDEX idx_metadata ON events USING GIN(metadata);
```

### 3. Query Optimization Patterns

**Avoid SELECT \*:**

```sql
-- Bad: Fetches unnecessary columns
SELECT * FROM users WHERE id = 123;

-- Good: Fetch only what you need
SELECT id, email, name FROM users WHERE id = 123;
```

**Use WHERE Clause Efficiently:**

```sql
-- Bad: Function prevents index usage
SELECT * FROM users WHERE LOWER(email) = 'user@example.com';

-- Good: Create functional index or use exact match
CREATE INDEX idx_users_email_lower ON users(LOWER(email));
-- Then:
SELECT * FROM users WHERE LOWER(email) = 'user@example.com';

-- Or store normalized data
SELECT * FROM users WHERE email = 'user@example.com';
```

**Optimize JOINs:**

```sql
-- Bad: Cartesian product then filter
SELECT u.name, o.total
FROM users u, orders o
WHERE u.id = o.user_id AND u.created_at > '2024-01-01';

-- Good: Filter before join
SELECT u.name, o.total
FROM users u
JOIN orders o ON u.id = o.user_id
WHERE u.created_at > '2024-01-01';

-- Better: Filter both tables
SELECT u.name, o.total
FROM (SELECT * FROM users WHERE created_at > '2024-01-01') u
JOIN orders o ON u.id = o.user_id;
```

## Optimization Patterns

### Pattern 1: Eliminate N+1 Queries

**Problem: N+1 Query Anti-Pattern**

```python
# Bad: Executes N+1 queries
users = db.query("SELECT * FROM users LIMIT 10")
for user in users:
    orders = db.query("SELECT * FROM orders WHERE user_id = ?", user.id)
    # Process orders
```

**Solution: Use JOINs or Batch Loading**

```sql
-- Solution 1: JOIN
SELECT
    u.id, u.name,
    o.id as order_id, o.total
FROM users u
LEFT JOIN orders o ON u.id = o.user_id
WHERE u.id IN (1, 2, 3, 4, 5);

-- Solution 2: Batch query
SELECT * FROM orders
WHERE user_id IN (1, 2, 3, 4, 5);
```

```python
# Good: Single query with JOIN or batch load
# Using JOIN
results = db.query("""
    SELECT u.id, u.name, o.id as order_id, o.total
    FROM users u
    LEFT JOIN orders o ON u.id = o.user_id
    WHERE u.id IN (1, 2, 3, 4, 5)
""")

# Or batch load
users = db.query("SELECT * FROM users LIMIT 10")
user_ids = [u.id for u in users]
orders = db.query(
    "SELECT * FROM orders WHERE user_id IN (?)",
    user_ids
)
# Group orders by user_id
orders_by_user = {}
for order in orders:
    orders_by_user.setdefault(order.user_id, []).append(order)
```

### Pattern 2: Optimize Pagination

**Bad: OFFSET on Large Tables**

```sql
-- Slow for large offsets
SELECT * FROM users
ORDER BY created_at DESC
LIMIT 20 OFFSET 100000;  -- Very slow!
```

**Good: Cursor-Based Pagination**

```sql
-- Much faster: Use cursor (last seen ID)
SELECT * FROM users
WHERE created_at < '2024-01-15 10:30:00'  -- Last cursor
ORDER BY created_at DESC
LIMIT 20;

-- With composite sorting
SELECT * FROM users
WHERE (created_at, id) < ('2024-01-15 10:30:00', 12345)
ORDER BY created_at DESC, id DESC
LIMIT 20;

-- Requires index
CREATE INDEX idx_users_cursor ON users(created_at DESC, id DESC);
```

### Pattern 3: Aggregate Efficiently

**Optimize COUNT Queries:**

```sql
-- Bad: Counts all rows
SELECT COUNT(*) FROM orders;  -- Slow on large tables

-- Good: Use estimates for approximate counts
SELECT reltuples::bigint AS estimate
FROM pg_class
WHERE relname = 'orders';

-- Good: Filter before counting
SELECT COUNT(*) FROM orders
WHERE created_at > NOW() - INTERVAL '7 days';

-- Better: Use index-only scan
CREATE INDEX idx_orders_created ON orders(created_at);
SELECT COUNT(*) FROM orders
WHERE created_at > NOW() - INTERVAL '7 days';
```

**Optimize GROUP BY:**

```sql
-- Bad: Group by then filter
SELECT user_id, COUNT(*) as order_count
FROM orders
GROUP BY user_id
HAVING COUNT(*) > 10;

-- Better: Filter first, then group (if possible)
SELECT user_id, COUNT(*) as order_count
FROM orders
WHERE status = 'completed'
GROUP BY user_id
HAVING COUNT(*) > 10;

-- Best: Use covering index
CREATE INDEX idx_orders_user_status ON orders(user_id, status);
```

### Pattern 4: Subquery Optimization

**Transform Correlated Subqueries:**

```sql
-- Bad: Correlated subquery (runs for each row)
SELECT u.name, u.email,
    (SELECT COUNT(*) FROM orders o WHERE o.user_id = u.id) as order_count
FROM users u;

-- Good: JOIN with aggregation
SELECT u.name, u.email, COUNT(o.id) as order_count
FROM users u
LEFT JOIN orders o ON o.user_id = u.id
GROUP BY u.id, u.name, u.email;

-- Better: Use window functions
SELECT DISTINCT ON (u.id)
    u.name, u.email,
    COUNT(o.id) OVER (PARTITION BY u.id) as order_count
FROM users u
LEFT JOIN orders o ON o.user_id = u.id;
```

**Use CTEs for Clarity:**

```sql
-- Using Common Table Expressions
WITH recent_users AS (
    SELECT id, name, email
    FROM users
    WHERE created_at > NOW() - INTERVAL '30 days'
),
user_order_counts AS (
    SELECT user_id, COUNT(*) as order_count
    FROM orders
    WHERE created_at > NOW() - INTERVAL '30 days'
    GROUP BY user_id
)
SELECT ru.name, ru.email, COALESCE(uoc.order_count, 0) as orders
FROM recent_users ru
LEFT JOIN user_order_counts uoc ON ru.id = uoc.user_id;
```

### Pattern 5: Batch Operations

**Batch INSERT:**

```sql
-- Bad: Multiple individual inserts
INSERT INTO users (name, email) VALUES ('Alice', 'alice@example.com');
INSERT INTO users (name, email) VALUES ('Bob', 'bob@example.com');
INSERT INTO users (name, email) VALUES ('Carol', 'carol@example.com');

-- Good: Batch insert
INSERT INTO users (name, email) VALUES
    ('Alice', 'alice@example.com'),
    ('Bob', 'bob@example.com'),
    ('Carol', 'carol@example.com');

-- Better: Use COPY for bulk inserts (PostgreSQL)
COPY users (name, email) FROM '/tmp/users.csv' CSV HEADER;
```

**Batch UPDATE:**

```sql
-- Bad: Update in loop
UPDATE users SET status = 'active' WHERE id = 1;
UPDATE users SET status = 'active' WHERE id = 2;
-- ... repeat for many IDs

-- Good: Single UPDATE with IN clause
UPDATE users
SET status = 'active'
WHERE id IN (1, 2, 3, 4, 5, ...);

-- Better: Use temporary table for large batches
CREATE TEMP TABLE temp_user_updates (id INT, new_status VARCHAR);
INSERT INTO temp_user_updates VALUES (1, 'active'), (2, 'active'), ...;

UPDATE users u
SET status = t.new_status
FROM temp_user_updates t
WHERE u.id = t.id;
```

## Advanced Techniques

### Materialized Views

Pre-compute expensive queries.

```sql
-- Create materialized view
CREATE MATERIALIZED VIEW user_order_summary AS
SELECT
    u.id,
    u.name,
    COUNT(o.id) as total_orders,
    SUM(o.total) as total_spent,
    MAX(o.created_at) as last_order_date
FROM users u
LEFT JOIN orders o ON u.id = o.user_id
GROUP BY u.id, u.name;

-- Add index to materialized view
CREATE INDEX idx_user_summary_spent ON user_order_summary(total_spent DESC);

-- Refresh materialized view
REFRESH MATERIALIZED VIEW user_order_summary;

-- Concurrent refresh (PostgreSQL)
REFRESH MATERIALIZED VIEW CONCURRENTLY user_order_summary;

-- Query materialized view (very fast)
SELECT * FROM user_order_summary
WHERE total_spent > 1000
ORDER BY total_spent DESC;
```

### Partitioning

Split large tables for better performance.

```sql
-- Range partitioning by date (PostgreSQL)
CREATE TABLE orders (
    id SERIAL,
    user_id INT,
    total DECIMAL,
    created_at TIMESTAMP
) PARTITION BY RANGE (created_at);

-- Create partitions
CREATE TABLE orders_2024_q1 PARTITION OF orders
    FOR VALUES FROM ('2024-01-01') TO ('2024-04-01');

CREATE TABLE orders_2024_q2 PARTITION OF orders
    FOR VALUES FROM ('2024-04-01') TO ('2024-07-01');

-- Queries automatically use appropriate partition
SELECT * FROM orders
WHERE created_at BETWEEN '2024-02-01' AND '2024-02-28';
-- Only scans orders_2024_q1 partition
```

### Query Hints and Optimization

```sql
-- Force index usage (MySQL)
SELECT * FROM users
USE INDEX (idx_users_email)
WHERE email = 'user@example.com';

-- Parallel query (PostgreSQL)
SET max_parallel_workers_per_gather = 4;
SELECT * FROM large_table WHERE condition;

-- Join hints (PostgreSQL)
SET enable_nestloop = OFF;  -- Force hash or merge join
```

## Best Practices

1. **Index Selectively**: Too many indexes slow down writes
2. **Monitor Query Performance**: Use slow query logs
3. **Keep Statistics Updated**: Run ANALYZE regularly
4. **Use Appropriate Data Types**: Smaller types = better performance
5. **Normalize Thoughtfully**: Balance normalization vs performance
6. **Cache Frequently Accessed Data**: Use application-level caching
7. **Connection Pooling**: Reuse database connections
8. **Regular Maintenance**: VACUUM, ANALYZE, rebuild indexes

```sql
-- Update statistics
ANALYZE users;
ANALYZE VERBOSE orders;

-- Vacuum (PostgreSQL)
VACUUM ANALYZE users;
VACUUM FULL users;  -- Reclaim space (locks table)

-- Reindex
REINDEX INDEX idx_users_email;
REINDEX TABLE users;
```

## Common Pitfalls

- **Over-Indexing**: Each index slows down INSERT/UPDATE/DELETE
- **Unused Indexes**: Waste space and slow writes
- **Missing Indexes**: Slow queries, full table scans
- **Implicit Type Conversion**: Prevents index usage
- **OR Conditions**: Can't use indexes efficiently
- **LIKE with Leading Wildcard**: `LIKE '%abc'` can't use index
- **Function in WHERE**: Prevents index usage unless functional index exists

## Monitoring Queries

```sql
-- Find slow queries (PostgreSQL)
SELECT query, calls, total_time, mean_time
FROM pg_stat_statements
ORDER BY mean_time DESC
LIMIT 10;

-- Find missing indexes (PostgreSQL)
SELECT
    schemaname,
    tablename,
    seq_scan,
    seq_tup_read,
    idx_scan,
    seq_tup_read / seq_scan AS avg_seq_tup_read
FROM pg_stat_user_tables
WHERE seq_scan > 0
ORDER BY seq_tup_read DESC
LIMIT 10;

-- Find unused indexes (PostgreSQL)
SELECT
    schemaname,
    tablename,
    indexname,
    idx_scan,
    idx_tup_read,
    idx_tup_fetch
FROM pg_stat_user_indexes
WHERE idx_scan = 0
ORDER BY pg_relation_size(indexrelid) DESC;
```

## Resources

- **references/postgres-optimization-guide.md**: PostgreSQL-specific optimization
- **references/mysql-optimization-guide.md**: MySQL/MariaDB optimization
- **references/query-plan-analysis.md**: Deep dive into EXPLAIN plans
- **assets/index-strategy-checklist.md**: When and how to create indexes
- **assets/query-optimization-checklist.md**: Step-by-step optimization guide
- **scripts/analyze-slow-queries.sql**: Identify slow queries in your database
- **scripts/index-recommendations.sql**: Generate index recommendations

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